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The Series 7 Exam consists of 125 multiple-choice questions, finra series 7 practice exam and candidates are given 225 minutes (3 hours and 45 minutes) to complete it. The questions are distributed across four major job functions:

1. Seeks Business for the Broker-Dealer from Customers and Potential Customers
2. Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives
3. Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets, and Maintains Appropriate Records
4. Obtains and Verifies Customers' Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions

Topics Covered in the Series 7

The Series 7 Exam covers a wide range of topics, reflecting the diverse nature of the securities industry. Some of the key areas include:

• Regulatory Requirements and Financial Industry Regulations
• Customer Account Information and Financial Profiles
• Securities Products: Equity Securities, Debt Instruments, Mutual Funds, and Annuities
• Options Trading and Strategies
• Investment Banking and Financial Markets
• Portfolio Management and Investment Risk

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